Deputy Compliance Manager (Financial Services)

Salary
S$4000 - S$6000 per month
Location
Singapore River
Type
Permanent
Workplace
Hybrid
Published
Jul 3, 2024
Ref
BBBH149715_1719972588
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If you are a Market Conduct Professional or an Investigator looking for a rewarding career where you can contribute your expertise and make a difference, this role is for you.

My client is a dynamic financial services firm looking for a Deputy Compliance Manager to join their team.

Responsibilities:

  • Manage investigations end-to-end including conducting interviews and drafting investigation reports.
  • Mentoring of juniors from the Compliance department
  • Ensure all relevant laws and regulations issued by MAS are updated and adhered to
  • Conduct audits to identify critical risk areas, e.g. training and competency quality

Requirements:

  • Degree holder of min. 3 years' experience in conducting market conduct/investigations related work preferably within FA firms, insurers or banks. (also open to police investigation officers)
  • Proactiveness and ability to adapt quickly in a fast-paced environment.
  • Ability to work with different stakeholders
  • Possess report writing and documentation skills
  • Understanding of relevant regulations, including FAA and LIA guidelines.

Perks:

  • Opportunity to grow professionally in a supportive environment.
  • Join a young collaborative team dedicated to excellence and continuous improvement.
  • Hybrid working arrangements

Apply

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