FX - front office conduct surveillance
- Location: Singapore
- Salary: Up to £0.00 per annum
Job summary
My client is a global investment bank and they are looking for an experience professional to join their Front office surveillance team. They are looking for experience traders that are looking to leverage their front office skill set to join their surveillance team. They are looking for professional that comes with a strong trading background in FX.
FOCS CONTRIBUTIONS
* Daily monitoring of Front Office to en...
My client is a global investment bank and they are looking for an experience professional to join their Front office surveillance team. They are looking for experience traders that are looking to leverage their front office skill set to join their surveillance team. They are looking for professional that comes with a strong trading background in FX.
FOCS CONTRIBUTIONS
* Daily monitoring of Front Office to ensure that all relevant rules, regulations and procedures are followed. The scope of FOCS monitoring encompasses E-communications, Voice calls and Trades.
* Investigation of alerts, clearing of false positives and timely processing of true positives for further analysis;
* Escalation of potential breaches according to severity to the relevant management level and/or to Compliance (acting as 2nd Line of Defence)
* Close coordination with Compliance for the performance of Calibration (BLT) and Quality Assurance (QA) reviews and Permanent Challenge (PC).
* Precise and accurate documentation of the investigation results and record in the case management tool for audit purposes; close coordination with internal or external audit teams in the context of reviews of the activity.
Technical & Behavioral Competencies
Core Competencies
* Good understanding of financial markets products;
* Prior experience in CIB activities and Financial markets (Rates, FX and/or Credit): 5-7 years of experience in the Front Office (Sales/Trading/ Investment Banking), Middle Office, or related Control, Audit, Compliance background relating to Global Markets trading activities or Investment Banking activities
* Good understanding of Conduct risk and market misconduct concepts; prior experience in the utilization or design of surveillance tools, trading systems would be a plus
* Basic skills in coding (Python) and/or data analytics would be a plus
* Good organization skills and communication skills which is required to clearly articulate any surveillance/monitoring tools enhancement requirements when needed
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